FAIS Practice : 48385
Compliance Practice : Etude
FSCA Practice Number : 48385
Company Registration Number : 2016/049994/07
VAT Number : 4380280018
External Compliance : Etude
Click here to contact Compliance
FAIS Practice : 48385
Compliance Practice : Etude
FSCA Practice Number : 48385
Company Registration Number : 2016/049994/07
VAT Number : 4380280018
External Compliance : Etude
Click here to contact Compliance
Treating Customers Fairly – Financial Sector Conduct Authority
The Financial Sector Conduct Authority (“FSCA”) published it’s “Treating Customers Fairly (“TCF”) Roadmap” as a step towards achieving TCF fairness outcomes and culture framework requirements. In particular, the FSCA requires firms to measure their activities against six TCF fairness outcomes (the “Outcomes”) that aim to reduce market conduct risks and protect consumers of financial products:
Osprey Underwriting Managers (Pty) Ltd., fully supports the FSCA’s TCF Outcomes, to the extent relevant to our business and our role in the investment product value chain. Most of the principles that support the Outcomes, as reference above, are expressed in our Values.
We will put a process in place whereby we periodically evaluate ourselves against the Outcomes and we will always strive to improve the manner in which we live and/or evidence our adherence to the TCF principle. The TCF principles are a business imperative embedded in our strategy, governance and daily processes.
Protection of Personal Information
With South Africa’s Protection of Personal Information Act (POPIA) officially coming into effect as of 1 July 2021, Osprey Underwriting Managers Pty Ltd is committed to ensuring and complying with data protection requirements and supporting all data protection laws.
Osprey Underwriting Managers (Pty) Ltd takes the Act very seriously and we are implementing its principles across the business. We have prioritised full compliance and will continue to do so from and beyond July 2021. The following measures are some of the key areas of focus: